SFC Licences of ZHOU Shufan 周澍凡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 11 February 2021
CLSA Limited 中信里昂證券有限公司
RE 4 11 February 2021 26 July 2021
CLSA Limited 中信里昂證券有限公司
RE 1 11 January 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 11 January 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司
RE 1, 6 24 October 2017 23 November 2020
Kam Luen Securities Limited 金鑾證券有限公司
RE 1 22 August 2017 27 September 2017