SFC Licences of ZHOU Shufan 周澍凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 February 2021 | 26 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 11 February 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 11 January 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 January 2021 | |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 24 October 2017 | 23 November 2020 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 24 October 2017 | 23 November 2020 |
| Kam Luen Securities Limited 金鑾證券有限公司 | RE | 1 | 22 August 2017 | 27 September 2017 |