SFC Licences of NGAN Po Yan 顏寶欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 11 July 2022 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 11 July 2022 | |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 08 December 2020 | 18 June 2022 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 21 October 2020 | 18 June 2022 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 02 August 2017 | 01 October 2020 |