SFC Licences of YANG Zhangyi 楊章藝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMBC Securities Company Limited 民銀證券有限公司 RE 1 20 May 2021 16 August 2022
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 9 04 May 2021 16 August 2022
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 4 04 May 2021 16 August 2022
DL Family Office (HK) Limited 德林家族辦公室(香港)有限公司 RE 9 28 August 2020 29 March 2021
DL Family Office (HK) Limited 德林家族辦公室(香港)有限公司 RE 4 17 August 2020 29 March 2021
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RE 6 07 July 2020 27 July 2020
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RE 4 02 July 2020 27 July 2020
Lego Asset Management Limited 力高資產管理有限公司 RE 9 20 February 2020 04 March 2020
Lego Asset Management Limited 力高資產管理有限公司 RE 4 20 February 2020 04 March 2020
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 29 March 2019 07 February 2020
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 29 March 2019 07 February 2020
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 9 14 January 2019 23 February 2019
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 4 14 January 2019 23 February 2019
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 08 September 2017 23 February 2019
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 08 September 2017 23 February 2019