SFC Licences of LOU Yuhan 婁宇涵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 14 February 2023 | |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 9 | 05 May 2021 | 06 January 2023 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 4 | 05 May 2021 | 06 January 2023 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 1 | 05 May 2021 | 06 January 2023 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 4 | 12 July 2019 | 21 November 2019 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 20 June 2019 | 21 November 2019 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 1 | 20 June 2019 | 21 November 2019 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 9 | 25 May 2018 | 30 April 2019 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 1 | 12 March 2018 | 30 April 2019 |