SFC Licences of KO Chon Man 高俊文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 06 December 2018 28 July 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 06 December 2018 28 July 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 06 December 2018 28 July 2023
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 26 February 2018 01 June 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 26 February 2018 01 June 2018
CLSA Limited 中信里昂證券有限公司 RE 4 26 February 2018 01 June 2018
CLSA Limited 中信里昂證券有限公司 RE 1 26 February 2018 01 June 2018