SFC Licences of HAN Zhixu 韓質栩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SDG Securities (HK) Limited 山金證券(香港)有限公司 RE 4 24 May 2021 16 November 2023
SDG Securities (HK) Limited 山金證券(香港)有限公司 RE 1 24 May 2021 16 November 2023
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 RE 9 24 May 2021 16 November 2023
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 RE 4 24 May 2021 16 November 2023
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 18 July 2018 31 January 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 18 July 2018 31 January 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 18 July 2018 31 January 2021
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 4 14 May 2018 30 June 2018
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 9 14 May 2018 30 June 2018
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 5 14 May 2018 30 June 2018