SFC Licences of DENG Dian 鄧典
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 02 March 2021 | 16 February 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 February 2021 | 15 November 2022 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 09 October 2019 | 09 December 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 20 September 2019 | 09 December 2020 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 June 2019 | 08 July 2019 |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 18 July 2018 | 10 May 2019 |