SFC Licences of LIU Boying 劉博英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 16 March 2022 | 06 May 2022 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 16 March 2022 | 06 May 2022 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 11 December 2020 | 24 December 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 December 2020 | 26 July 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 05 November 2020 | 24 December 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 05 November 2020 | 24 December 2021 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 29 June 2018 | 06 October 2020 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 29 June 2018 | 06 October 2020 |