SFC Licences of LIU Boying 劉博英

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 6 16 March 2022 06 May 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 11 December 2020 24 December 2021
CLSA Limited 中信里昂證券有限公司
RE 4 11 December 2020 26 July 2021
CLSA Limited 中信里昂證券有限公司
RE 1 05 November 2020 24 December 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 05 November 2020 24 December 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 29 June 2018 06 October 2020