SFC Licences of LIU Mengxiao 劉梦晓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 1 06 February 2023
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 9 06 April 2022
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 4 06 April 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 21 August 2018 18 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 21 August 2018 18 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 21 August 2018 18 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 21 August 2018 18 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 21 August 2018 18 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 21 August 2018 18 February 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 21 August 2018 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 21 August 2018 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 21 August 2018 09 December 2020