SFC Licences of WANG Yifang 王一方
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RE | 2 | 14 December 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RE | 9 | 14 December 2021 | 15 March 2022 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RE | 1, 4 | 19 November 2021 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RE | 1, 4 | 04 May 2020 | 21 October 2021 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 4 | 29 November 2019 | 17 January 2020 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1 | 05 November 2019 | 17 January 2020 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1, 6 | 13 August 2018 | 25 September 2019 |