SFC Licences of WANG Yifang 王一方

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 2 14 December 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 9 14 December 2021 15 March 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 4 19 November 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 04 May 2020 21 October 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 29 November 2019 17 January 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 05 November 2019 17 January 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 13 August 2018 25 September 2019