SFC Licences of WANG Yifang 王一方

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	9	14 December 2021	15 March 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	14 December 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	19 November 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	19 November 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	04 May 2020	21 October 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	04 May 2020	21 October 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	29 November 2019	17 January 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	05 November 2019	17 January 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	6	13 August 2018	25 September 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	1	13 August 2018	25 September 2019