SFC Licences of ZHU Xiaokang 朱曉康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 08 March 2023 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 08 March 2023 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 08 March 2023 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 18 November 2021 | 15 February 2023 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 18 November 2021 | 15 February 2023 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 18 November 2021 | 15 February 2023 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 18 November 2021 | 15 February 2023 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 30 August 2018 | 04 February 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 30 August 2018 | 04 February 2021 |