SFC Licences of SONG Jin 宋今

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 25 March 2022
CMB International Capital Limited 招銀國際融資有限公司 RE 1 21 September 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 6 21 September 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 21 September 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 30 October 2018 31 January 2020
CLSA Limited 中信里昂證券有限公司 RE 4 30 October 2018 31 January 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 30 October 2018 31 January 2020
CLSA Limited 中信里昂證券有限公司 RE 1 30 October 2018 31 January 2020