SFC Licences of WEN Yuxiang 文宇翔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 27 July 2022 | 23 February 2024 |
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 | RE | 9 | 27 July 2022 | |
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 | RE | 4 | 27 July 2022 | |
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 | RE | 1 | 27 July 2022 | |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 9 | 27 July 2022 | |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 27 July 2022 | |
CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 4 | 28 August 2020 | 29 June 2022 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 28 August 2020 | 29 June 2022 |
CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 09 July 2020 | 29 June 2022 |
Hartford Capital Limited 華普資本有限公司 | RE | 9 | 02 July 2019 | 26 June 2020 |