SFC Licences of WEN Yuxiang 文宇翔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 27 July 2022 23 February 2024
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 27 July 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 4 27 July 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 1 27 July 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 27 July 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 27 July 2022
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 4 28 August 2020 29 June 2022
CMBC Securities Company Limited 民銀證券有限公司 RE 1 28 August 2020 29 June 2022
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 9 09 July 2020 29 June 2022
Hartford Capital Limited 華普資本有限公司 RE 9 02 July 2019 26 June 2020