SFC Licences of WEI Ningning 韋宁宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 06 July 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 11 November 2020 | 09 June 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 11 November 2020 | 09 June 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 November 2020 | 09 June 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 November 2020 | 09 June 2021 |
| orientiert XYZ Securities Limited | RE | 4 | 27 August 2019 | 09 October 2020 |
| orientiert XYZ Securities Limited | RE | 6 | 27 August 2019 | 09 October 2020 |
| orientiert XYZ Securities Limited | RE | 1 | 27 August 2019 | 09 October 2020 |