SFC Licences of XIA Gaofeng 夏高鋒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited
RE 6 05 July 2021
CLSA Limited 中信里昂證券有限公司
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 01 December 2020 04 May 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 04 November 2020 04 May 2021
CLSA Limited 中信里昂證券有限公司
RE 1 04 November 2020 04 May 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 02 October 2019 14 October 2020