SFC Licences of XIA Gaofeng 夏高鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 05 July 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 01 December 2020 | 04 May 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 December 2020 | 04 May 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 04 November 2020 | 04 May 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 November 2020 | 04 May 2021 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 02 October 2019 | 14 October 2020 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 02 October 2019 | 14 October 2020 |