SFC Licences of SHIH Ting Yu 史庭宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 9 | 26 August 2022 | |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 26 August 2022 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 18 November 2019 | 04 May 2020 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 18 November 2019 | 04 May 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 18 November 2019 | 04 May 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 November 2019 | 04 May 2020 |