SFC Licences of HAO Xin 郝心

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司
RE 9 17 May 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 4 08 June 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 1, 2 20 May 2021
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司
RE 1 20 May 2021
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司
RE 2 20 May 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 2 19 November 2020 27 April 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 17 September 2020 27 April 2021