SFC Licences of HAO Xin 郝心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 17 May 2022 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 08 June 2021 | |
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 20 May 2021 | |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 20 May 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 2 | 20 May 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 20 May 2021 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 19 November 2020 | 27 April 2021 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 17 September 2020 | 27 April 2021 |