SFC Licences of GAO Xibai 高茜白
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 18 March 2022 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 02 December 2021 | 18 February 2022 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 02 December 2021 | 18 February 2022 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 01 November 2021 | 18 February 2022 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 30 April 2021 | 17 September 2021 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 12 November 2020 | 30 March 2021 |