SFC Licences of ZHAO Jiahe 趙家禾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 29 April 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 29 April 2022
CLSA Limited 中信里昂證券有限公司 RE 1 29 April 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 30 November 2020 31 January 2022