SFC Licences of MA Ke 马可
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 08 July 2022 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 08 July 2022 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 28 October 2021 | 11 March 2022 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 28 October 2021 | 11 March 2022 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 13 April 2021 | 31 July 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 13 April 2021 | 31 July 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 13 April 2021 | 31 July 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 13 April 2021 | 27 July 2021 |