SFC Licences of GAO Xuemei 高雪梅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 | RE | 6 | 11 August 2023 | |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 11 August 2023 | |
| uSmart Securities Limited 盈立證券有限公司 | RE | 4 | 16 September 2021 | 19 January 2023 |
| uSmart Securities Limited 盈立證券有限公司 | RE | 1 | 16 September 2021 | 19 January 2023 |