SFC Licences of KO Sui Ho 高瑞豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 17 November 2023 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 09 August 2023 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 03 July 2023 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 03 July 2023 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 03 July 2023 | |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 4 | 18 November 2022 | 30 April 2023 |
| Arta Global Futures Limited 裕承環球期貨有限公司 | RE | 2 | 07 December 2021 | 30 April 2023 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 07 December 2021 | 30 April 2023 |