SFC Licences of GUO Renjia 郭人嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 22 January 2024 | |
| UBS Securities Hong Kong Limited | RE | 2 | 22 January 2024 | |
| UBS Securities Hong Kong Limited | RE | 1 | 22 January 2024 | |
| UBS Securities Asia Limited | RE | 2 | 22 January 2024 | |
| UBS Securities Asia Limited | RE | 1 | 22 January 2024 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 10 March 2023 | 13 December 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 March 2023 | 13 December 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 10 March 2023 | 13 December 2023 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 10 March 2023 | 25 October 2023 |