SFC Licences of HO Yui Kwong, Kenny 何銳光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RO 5 06 April 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 06 April 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RO 2 06 April 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 06 April 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 11 September 2019 06 April 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 11 September 2019 06 April 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 11 September 2019 06 April 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 11 September 2019 06 April 2020
BOCI Asia Limited 中銀國際亞洲有限公司 RO 1 09 January 2017 14 December 2018
BOCI Securities Limited 中銀國際證券有限公司 RO 1 14 August 2009 14 December 2018
BOCI Securities Limited 中銀國際證券有限公司 RO 5 14 August 2009 14 December 2018
BOCI Securities Limited 中銀國際證券有限公司 RO 4 14 August 2009 14 December 2018
BOCI Securities Limited 中銀國際證券有限公司 RO 2 14 August 2009 14 December 2018
BOCI Securities Limited 中銀國際證券有限公司 RO 3 10 August 2011 03 July 2015
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 5 15 December 2004 27 January 2011
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 14 October 2004 27 January 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 5 24 October 2005 14 August 2009
BOCI Securities Limited 中銀國際證券有限公司 RE 2 24 October 2005 14 August 2009
BOCI Securities Limited 中銀國際證券有限公司 RE 4 11 November 2004 14 August 2009
BOCI Securities Limited 中銀國際證券有限公司 RE 1 14 October 2004 14 August 2009
China Tonghai Securities Limited 中國通海證券有限公司 RO 1 01 April 2003 07 October 2004
Quam Futures Limited 華富嘉洛期貨有限公司 RO 2 01 April 2003 07 October 2004
China Tonghai Securities Limited 中國通海證券有限公司 RO 9 01 April 2003 07 October 2004
Quam Futures Limited 華富嘉洛期貨有限公司 RO 9 01 April 2003 07 October 2004
China Tonghai Securities Limited 中國通海證券有限公司 RO 4 01 April 2003 06 October 2004
Quam Futures Limited 華富嘉洛期貨有限公司 RO 5 01 April 2003 06 October 2004
China Tonghai Securities Limited 中國通海證券有限公司 RO 6 01 April 2003 06 October 2004