SFC Licences of WONG Ming Shing 黃明勝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1, 2, 4 | 02 November 2021 | |
| CMB International Securities Limited 招銀國際證券有限公司 |
RE | 1, 4 | 27 September 2017 | 30 September 2019 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RE | 1, 2 | 02 September 2014 | 29 April 2016 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RE | 7 | 02 September 2014 | 30 November 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RE | 1, 2 | 10 October 2008 | 17 November 2011 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
RE | 1 | 12 November 2007 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 Lehman Brothers Futures Asia Limited |
RE | 2 | 11 August 2006 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RE | 1 | 04 August 2005 | 29 September 2008 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 01 April 2003 | 19 July 2005 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 4, 6, 9 | 01 April 2003 | 18 March 2004 |