SFC Licences of WONG Ming Shing 黃明勝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	02 November 2021	31 July 2024
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	2	02 November 2021	31 July 2024
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	02 November 2021	31 July 2024
CMB International Securities Limited 招銀國際證券有限公司	RE	4	27 September 2017	30 September 2019
CMB International Securities Limited 招銀國際證券有限公司	RE	1	27 September 2017	30 September 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	02 September 2014	29 April 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	02 September 2014	29 April 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	7	02 September 2014	30 November 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	10 October 2008	17 November 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	17 November 2011
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	12 November 2007	29 September 2008
Lehman Brothers Futures Asia Limited	RE	2	11 August 2006	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	11 August 2006	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	04 August 2005	29 September 2008
CLSA Limited 中信里昂證券有限公司	RE	1	01 April 2003	19 July 2005
CLSA Limited 中信里昂證券有限公司	RE	6	01 April 2003	18 March 2004
CLSA Limited 中信里昂證券有限公司	RE	4	01 April 2003	18 March 2004
CLSA Limited 中信里昂證券有限公司	RE	9	01 April 2003	18 March 2004