SFC Licences of WONG Ming Shing 黃明勝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 2, 4 02 November 2021
CMB International Securities Limited 招銀國際證券有限公司
RE 1, 4 27 September 2017 30 September 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 1, 2 02 September 2014 29 April 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 7 02 September 2014 30 November 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 1, 2 10 October 2008 17 November 2011
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司
RE 1 12 November 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司
Lehman Brothers Futures Asia Limited
RE 2 11 August 2006 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司
RE 1 04 August 2005 29 September 2008
CLSA Limited 中信里昂證券有限公司
RE 1 01 April 2003 19 July 2005
CLSA Limited 中信里昂證券有限公司
RE 4, 6, 9 01 April 2003 18 March 2004