SFC Licences of TUNG Chung Yin, Williams 童忠賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tang Wealth International Limited 大唐財富國際有限公司 RO 9 21 January 2022
Tang Wealth International Limited 大唐財富國際有限公司 RO 4 21 January 2022
Tang Wealth International Limited 大唐財富國際有限公司 RO 1 21 January 2022
South China Investment Management Limited 南華投資管理有限公司 RE 9 22 August 2018 02 October 2018
South China Research Limited 南華資料研究有限公司 RE 4 22 August 2018 02 October 2018
South China Securities Limited 南華證券投資有限公司 RE 1 22 August 2018 02 October 2018
Finet Securities Limited 財華證券有限公司 RO 1 23 May 2018 08 June 2018
Finet Securities Limited 財華證券有限公司 RO 9 28 November 2016 08 June 2018
Finet Securities Limited 財華證券有限公司 RO 4 28 November 2016 08 June 2018
Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 RO 9 09 August 2016 07 November 2016
Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 RO 4 09 August 2016 07 November 2016
Wei Da Asset Management Limited 偉達資產管理有限公司 RO 9 26 October 2015 20 January 2016
Goldhorse Securities Limited 金馬證券有限公司 RO 4 19 October 2015 20 January 2016
Goldhorse Securities Limited 金馬證券有限公司 RO 1 19 October 2015 20 January 2016
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO 9 17 July 2014 31 March 2015
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO 4 17 July 2014 31 March 2015
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO 1 17 July 2014 31 March 2015
Broadway Wealth Management Limited 博偉財富管理有限公司 RO 4 01 April 2003 30 December 2012
Broadway Wealth Management Limited 博偉財富管理有限公司 RO 9 01 April 2003 30 December 2012
Broadway Wealth Management Limited 博偉財富管理有限公司 RO 6 01 April 2003 24 February 2005