SFC Licences of LO Wai Tung, John 盧衛東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	29 September 2021
CMB International Securities Limited 招銀國際證券有限公司	RE	1	22 February 2021	31 August 2021
South China Securities Limited 南華證券投資有限公司	RO	1	28 December 2018	27 August 2020
South China Investment Management Limited 南華投資管理有限公司	RE	9	12 November 2018	27 August 2020
South China Securities Limited 南華證券投資有限公司	RE	1	12 November 2018	28 December 2018
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司	RE	9	30 March 2015	12 October 2018
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RO	1	27 September 2010	12 October 2018
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司	RO	2	27 September 2010	28 February 2013
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RO	1	27 September 2010	30 September 2011
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	1	19 August 2010	27 September 2010
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司	RE	2	19 August 2010	27 September 2010
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RE	1	19 August 2010	27 September 2010
ICBC International Futures Limited 工銀國際期貨有限公司	RO	2	02 June 2010	06 July 2010
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	25 June 2009	06 July 2010
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	24 June 2009	02 June 2010
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	06 May 2009	25 June 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RO	1	14 November 2006	29 April 2009
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	14 July 2006	29 April 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	02 June 2006	14 November 2006
CCB International Securities Limited 建銀國際證券有限公司	RO	1	26 April 2006	26 May 2006
CCB International Securities Limited 建銀國際證券有限公司	RE	1	19 August 2005	26 April 2006
CCB International Capital Limited 建銀國際金融有限公司	RE	1	03 June 2005	06 September 2005
Kingston Securities Limited 金利豐證券有限公司	RE	1	01 April 2003	24 May 2005
Kingston Futures Limited 金利豐期貨有限公司	RE	2	01 April 2003	24 May 2005
Kingston Securities Limited 金利豐證券有限公司	RE	4	01 April 2003	23 August 2004
Kingston Futures Limited 金利豐期貨有限公司	RE	5	01 April 2003	23 August 2004
Kingston Securities Limited 金利豐證券有限公司	RE	9	01 April 2003	23 August 2004
Kingston Futures Limited 金利豐期貨有限公司	RE	9	01 April 2003	23 August 2004
Kingston Securities Limited 金利豐證券有限公司	RE	6	01 April 2003	23 August 2004
Kingston Securities Limited 金利豐證券有限公司	RE	7	01 April 2003	04 July 2003