SFC licenceholder ABM858 HUNG Hing Man 孔慶文
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Updated: 05 April 2020
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RO | [4] (Advising on Securities), [9] (Asset Management) | 29 May 2018 | |
| Sheng Yuan Securities Limited 盛源證券有限公司 | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 06 March 2018 | |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 | RO | [9] (Asset Management) | 24 January 2017 | 15 November 2017 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 September 2016 | 15 November 2017 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 October 2015 | 08 September 2016 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RO | [4] (Advising on Securities), [5] (Advising on Futures Contracts) | 23 March 2012 | 01 April 2015 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 19 March 2012 | 01 April 2015 |
| Well Link Securities Limited 立橋證券有限公司 | RO | [2] (Dealing in Futures Contracts) | 15 September 2009 | 02 March 2012 |
| Well Link Securities Limited 立橋證券有限公司 | RO | [1] (Dealing in Securities) | 09 September 2009 | 02 March 2012 |
| Starling Group Securities Limited 德裕金號證券有限公司 | RE | [1] (Dealing in Securities) | 05 November 2008 | 08 June 2009 |
| Starling Group Futures Limited 德裕金號期貨有限公司 | RO | [2] (Dealing in Futures Contracts) | 05 November 2008 | 08 June 2009 |
| Get Nice Futures Company Limited 結好期貨有限公司 | RO | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 19 August 2005 | 25 October 2008 |
| Get Nice Securities Limited 結好證券有限公司 | RE | [1] (Dealing in Securities) | 15 June 2005 | 25 October 2008 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 | RO | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 23 April 2004 | 31 August 2008 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 | RO | [9] (Asset Management) | 23 April 2004 | 20 December 2004 |
| United Securities Limited 團結證券有限公司 | RE | [1] (Dealing in Securities) | 01 April 2003 | 25 October 2008 |
| Pacific Challenge Securities Limited 太平洋興業證券有限公司 | RE | [1] (Dealing in Securities) | 01 April 2003 | 15 June 2005 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 | RE | [2] (Dealing in Futures Contracts) | 01 April 2003 | 23 April 2004 |
| Pacific Challenge Securities Limited 太平洋興業證券有限公司 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) | 01 April 2003 | 30 May 2003 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 | RE | [5] (Advising on Futures Contracts), [9] (Asset Management) | 01 April 2003 | 30 May 2003 |
| United Securities Limited 團結證券有限公司 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services), [9] (Asset Management) | 01 April 2003 | 30 May 2003 |