SFC licenceholder ABM858 HUNG Hing Man 孔慶文

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RO [4] (Advising on Securities), [9] (Asset Management) 29 May 2018
Sheng Yuan Securities Limited 盛源證券有限公司 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 06 March 2018
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO [9] (Asset Management) 24 January 2017 15 November 2017
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 15 September 2016 15 November 2017
HF Securities and Futures Limited 匯福證券及期貨有限公司 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 October 2015 08 September 2016
Cheong Lee Securities Limited 昌利證券有限公司 RO [4] (Advising on Securities), [5] (Advising on Futures Contracts) 23 March 2012 01 April 2015
Cheong Lee Securities Limited 昌利證券有限公司 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 March 2012 01 April 2015
Well Link Securities Limited 立橋證券有限公司 RO [2] (Dealing in Futures Contracts) 15 September 2009 02 March 2012
Well Link Securities Limited 立橋證券有限公司 RO [1] (Dealing in Securities) 09 September 2009 02 March 2012
Starling Group Securities Limited 德裕金號證券有限公司 RE [1] (Dealing in Securities) 05 November 2008 08 June 2009
Starling Group Futures Limited 德裕金號期貨有限公司 RO [2] (Dealing in Futures Contracts) 05 November 2008 08 June 2009
Get Nice Futures Company Limited 結好期貨有限公司 RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 19 August 2005 25 October 2008
Get Nice Securities Limited 結好證券有限公司 RE [1] (Dealing in Securities) 15 June 2005 25 October 2008
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 23 April 2004 31 August 2008
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RO [9] (Asset Management) 23 April 2004 20 December 2004
United Securities Limited 團結證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 25 October 2008
Pacific Challenge Securities Limited 太平洋興業證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 15 June 2005
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 23 April 2004
Pacific Challenge Securities Limited 太平洋興業證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 30 May 2003
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 30 May 2003
United Securities Limited 團結證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services), [9] (Asset Management) 01 April 2003 30 May 2003