SFC Licences of HUNG Hing Man 孔慶文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司
RO 4, 9 24 August 2020
Sheng Yuan Asset Management Limited 盛源資產管理有限公司
RO 4, 9 29 May 2018 31 July 2020
Sheng Yuan Securities Limited 盛源證券有限公司
RO 1, 2, 4 06 March 2018
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司
RO 9 24 January 2017 15 November 2017
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司
RO 1, 4 15 September 2016 15 November 2017
HF Securities and Futures Limited 匯福證券及期貨有限公司
RO 1, 2 28 October 2015 08 September 2016
Cheong Lee Securities Limited 昌利證券有限公司
RO 4, 5 23 March 2012 01 April 2015
Cheong Lee Securities Limited 昌利證券有限公司
RO 1, 2 19 March 2012 01 April 2015
Well Link Securities Limited 立橋證券有限公司
RO 2 15 September 2009 02 March 2012
Well Link Securities Limited 立橋證券有限公司
RO 1 09 September 2009 02 March 2012
Starling Group Securities Limited 德裕金號證券有限公司
RE 1 05 November 2008 08 June 2009
Starling Group Futures Limited 德裕金號期貨有限公司
RO 2 05 November 2008 08 June 2009
Get Nice Futures Company Limited 結好期貨有限公司
RO 2, 5 19 August 2005 25 October 2008
Get Nice Securities Limited 結好證券有限公司
RE 1 15 June 2005 25 October 2008
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司
RE 9 20 December 2004 22 December 2004
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司
RO 2, 5 23 April 2004 31 August 2008
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司
RO 9 23 April 2004 20 December 2004
United Securities Limited 團結證券有限公司
RE 1 01 April 2003 25 October 2008
Great Bay Securities Limited 大灣區深港證券有限公司
RE 1 01 April 2003 15 June 2005
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司
RE 2 01 April 2003 23 April 2004
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司
RE 5, 9 01 April 2003 30 May 2003
Great Bay Securities Limited 大灣區深港證券有限公司
RE 4, 6, 9 01 April 2003 30 May 2003
United Securities Limited 團結證券有限公司
RE 4, 6, 7, 9 01 April 2003 30 May 2003