| Institution |
Role |
Licences |
Start date |
End date |
Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司
|
RO |
4, 9 |
24 August 2020 |
|
Sheng Yuan Asset Management Limited 盛源資產管理有限公司
|
RO |
4, 9 |
29 May 2018 |
31 July 2020 |
Sheng Yuan Securities Limited 盛源證券有限公司
|
RO |
1, 2, 4 |
06 March 2018 |
|
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司
|
RO |
9 |
24 January 2017 |
15 November 2017 |
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司
|
RO |
1, 4 |
15 September 2016 |
15 November 2017 |
HF Securities and Futures Limited 匯福證券及期貨有限公司
|
RO |
1, 2 |
28 October 2015 |
08 September 2016 |
Cheong Lee Securities Limited 昌利證券有限公司
|
RO |
4, 5 |
23 March 2012 |
01 April 2015 |
Cheong Lee Securities Limited 昌利證券有限公司
|
RO |
1, 2 |
19 March 2012 |
01 April 2015 |
Well Link Securities Limited 立橋證券有限公司
|
RO |
2 |
15 September 2009 |
02 March 2012 |
Well Link Securities Limited 立橋證券有限公司
|
RO |
1 |
09 September 2009 |
02 March 2012 |
Starling Group Securities Limited 德裕金號證券有限公司
|
RE |
1 |
05 November 2008 |
08 June 2009 |
Starling Group Futures Limited 德裕金號期貨有限公司
|
RO |
2 |
05 November 2008 |
08 June 2009 |
Get Nice Futures Company Limited 結好期貨有限公司
|
RO |
2, 5 |
19 August 2005 |
25 October 2008 |
Get Nice Securities Limited 結好證券有限公司
|
RE |
1 |
15 June 2005 |
25 October 2008 |
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司
|
RE |
9 |
20 December 2004 |
22 December 2004 |
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司
|
RO |
2, 5 |
23 April 2004 |
31 August 2008 |
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司
|
RO |
9 |
23 April 2004 |
20 December 2004 |
United Securities Limited 團結證券有限公司
|
RE |
1 |
01 April 2003 |
25 October 2008 |
Great Bay Securities Limited 大灣區深港證券有限公司
|
RE |
1 |
01 April 2003 |
15 June 2005 |
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司
|
RE |
2 |
01 April 2003 |
23 April 2004 |
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司
|
RE |
5, 9 |
01 April 2003 |
30 May 2003 |
Great Bay Securities Limited 大灣區深港證券有限公司
|
RE |
4, 6, 9 |
01 April 2003 |
30 May 2003 |
United Securities Limited 團結證券有限公司
|
RE |
4, 6, 7, 9 |
01 April 2003 |
30 May 2003 |