SFC Licences of NORRIS Jeremy Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited | RE | 1 | 03 October 2013 | 24 November 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 06 October 2010 | 31 March 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 10 March 2010 | 06 October 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 06 June 2005 | 08 May 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2003 | 26 May 2005 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 01 April 2003 | 16 April 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |