SFC Licences of MAN Kong Yui 文剛銳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 RO 2 08 May 2018 01 April 2020
Global Mastermind Securities Limited 環球大通證券有限公司 RO 4 25 August 2017 01 April 2020
Global Mastermind Securities Limited 環球大通證券有限公司 RO 1 25 August 2017 01 April 2020
Global Mastermind Asset Management Limited 環球大通資產管理有限公司 RO 9 25 August 2017 01 April 2020
Hao Tian Asset Management Limited 昊天資產管理有限公司 RO 9 09 December 2016 15 June 2017
Hao Tian International Securities Limited 昊天國際證券有限公司 RO 1 23 November 2016 15 June 2017
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RO 1 28 October 2011 01 March 2016
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RO 9 11 July 2011 01 March 2016
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RO 4 11 July 2011 01 March 2016
BMI Securities Limited 邦盟滙駿證券有限公司 RO 1 14 March 2011 01 March 2016
South China Forex Limited 南華外匯有限公司 RO 3 21 June 2010 16 January 2011
RO 9 28 August 2009 16 January 2011
South China Research Limited 南華資料研究有限公司 RO 4 28 August 2009 16 January 2011
South China Securities Limited 南華證券投資有限公司 RO 1 28 August 2009 16 January 2011
RE 9 20 July 2009 28 August 2009
South China Research Limited 南華資料研究有限公司 RE 4 20 July 2009 28 August 2009
Avia Asset Management Limited 輝亞資產管理有限公司 RO 9 05 March 2009 30 June 2009
Avia Asset Management Limited 輝亞資產管理有限公司 RO 4 05 March 2009 30 June 2009
Avia Asset Management Limited 輝亞資產管理有限公司 RE 4 20 January 2009 05 March 2009
Midland Wealth Management Limited 美聯資產管理有限公司 RE 4 06 November 2008 20 December 2008
Midland Wealth Management Limited 美聯資產管理有限公司 RE 1 06 November 2008 20 December 2008
Axis Capital Management Limited 縱橫資產管理有限公司 RO 9 06 March 2007 12 September 2008
China Finance Holdings Limited 中港金融證券有限公司 RO 1 06 March 2007 31 December 2007
China Finance Holdings Limited 中港金融證券有限公司 RO 1 19 January 2006 07 October 2006
Axis Capital Management Limited 縱橫資產管理有限公司 RO 9 21 October 2005 07 October 2006
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 9 19 February 2004 01 August 2005
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 19 February 2004 01 August 2005
Cinda International Securities Limited 信達國際證券有限公司 RE 1 19 February 2004 01 August 2005
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 19 February 2004 01 August 2005
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 19 February 2004 01 August 2005
Cinda International Asset Management Limited 信達國際資產管理有限公司 RE 9 19 February 2004 01 August 2005
Cinda International Asset Management Limited 信達國際資產管理有限公司 RE 4 19 February 2004 01 August 2005
Cinda International Futures Limited 信達國際期貨有限公司 RO 9 01 April 2003 19 February 2004
Cinda International Futures Limited 信達國際期貨有限公司 RO 5 01 April 2003 19 February 2004
Cinda International Futures Limited 信達國際期貨有限公司 RO 2 01 April 2003 19 February 2004
Cinda International Investment Management Limited 信達國際投資管理有限公司 RO 3 01 April 2003 19 February 2004
Cinda International Asset Management Limited 信達國際資產管理有限公司 RO 9 01 April 2003 19 February 2004
Cinda International Asset Management Limited 信達國際資產管理有限公司 RO 6 01 April 2003 19 February 2004
Cinda International Securities Limited 信達國際證券有限公司 RO 4 01 April 2003 19 February 2004
Cinda International Securities Limited 信達國際證券有限公司 RO 6 01 April 2003 19 February 2004
Cinda International Securities Limited 信達國際證券有限公司 RO 7 01 April 2003 19 February 2004
Cinda International Securities Limited 信達國際證券有限公司 RO 9 01 April 2003 19 February 2004
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RO 4 01 April 2003 19 February 2004
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RO 6 01 April 2003 19 February 2004
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RO 9 01 April 2003 19 February 2004
Cinda International Asset Management Limited 信達國際資產管理有限公司 RO 4 01 April 2003 19 February 2004
Cinda International Securities Limited 信達國際證券有限公司 RO 1 01 April 2003 19 February 2004