SFC Licences of SINN Pak Ming, Ringo 冼百明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VL Asset Management Limited 以立投資管理有限公司
RE 9 30 January 2015 31 January 2021
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RO 1, 4 27 August 2007 21 June 2013
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RE 4 19 March 2007 27 August 2007
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RE 1 01 March 2007 27 August 2007
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RO 4, 9 31 October 2005 21 June 2013
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RO 4, 9 31 October 2005 16 January 2009
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RO 4 31 October 2005 19 March 2007
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RO 1 31 October 2005 01 March 2007
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RE 1, 4 15 April 2005 31 October 2005
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司
RO 1, 4, 5, 9 01 April 2003 31 March 2005
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司
RO 6 01 April 2003 18 February 2005