SFC Licences of YEUNG Tze Fung 楊子峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RO 5 25 May 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RO 2 22 May 2012
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 22 May 2012
Guotai Junan FX Limited 國泰君安外匯有限公司 RO 3 21 October 2010
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 17 February 2010 22 May 2012
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 19 January 2010 22 May 2012
Public Securities Limited 大眾証券有限公司 RE 1 18 December 2009 09 January 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RO 5 28 October 2009 01 November 2009
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RO 2 28 October 2009 01 November 2009
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RO 1 28 October 2009 01 November 2009
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 5 08 October 2009 28 October 2009
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 2 08 October 2009 28 October 2009
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 1 08 October 2009 28 October 2009
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 3 14 July 2008 18 September 2009
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 1 26 January 2007 18 September 2009
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 5 20 July 2006 18 September 2009
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 2 20 July 2006 18 September 2009
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 11 May 2006 20 July 2006
Celestial Securities Limited 時富證券有限公司 RO 3 13 March 2004 20 March 2006
Celestial Commodities Limited 時富商品有限公司 RO 2 01 April 2003 20 March 2006
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 13 March 2004
Celestial Commodities Limited 時富商品有限公司 RO 7 01 April 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 08 August 2003
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 08 August 2003
Celestial Commodities Limited 時富商品有限公司 RO 5 01 April 2003 08 August 2003
Celestial Commodities Limited 時富商品有限公司 RO 9 01 April 2003 08 August 2003
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 08 August 2003