SFC Licences of LAI Wai Tsz 黎慧慈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司	RE	1	02 September 2022
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	08 October 2018	30 June 2022
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	08 October 2018	30 June 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	08 October 2018	30 June 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	08 October 2018	30 June 2022
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	25 May 2007	21 June 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	25 May 2007	21 June 2018
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	17 February 2006	14 May 2007
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	13 October 2003	14 May 2007
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	9	01 April 2003	22 August 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	22 August 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	22 August 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	22 August 2003
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	01 April 2003	22 August 2003
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	4	01 April 2003	22 August 2003
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	6	01 April 2003	22 August 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	22 August 2003