SFC Licences of YIP Ching Shan 葉青山

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司	RE	4	11 November 2014	18 January 2024
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司	RE	2	17 September 2014
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司	RE	1	17 September 2014
iBest Consultants Limited	RE	2	31 August 2012	28 August 2014
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	04 May 2009	12 October 2009
iBest Consultants Limited	RE	1	13 June 2008	28 August 2014
iBest Consultants Limited	RE	9	15 January 2008	28 August 2014
iBest Consultants Limited	RE	4	15 January 2008	28 August 2014
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	1	03 August 2007	01 January 2008
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	21 June 2007	01 January 2008
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	17 October 2006	01 January 2008
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	4	17 October 2006	01 January 2008
Axis Capital Management Limited 縱橫資產管理有限公司	RE	9	29 December 2005	25 August 2006
Axis Capital Management Limited 縱橫資產管理有限公司	RE	4	29 December 2005	25 August 2006
China Finance Holdings Limited 中港金融證券有限公司	RE	1	24 August 2005	25 August 2006
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司	RE	4	01 June 2005	28 July 2005
Cinda International Securities Limited 信達國際證券有限公司	RE	1	01 June 2005	28 July 2005
Cinda International Securities Limited 信達國際證券有限公司	RO	1	09 February 2004	01 June 2005
Cinda International Futures Limited 信達國際期貨有限公司	RE	2	19 August 2003	28 July 2005
Cinda International Investment Management Limited 信達國際投資管理有限公司	RE	3	19 August 2003	28 July 2005
Cinda International Securities Limited 信達國際證券有限公司	RE	1	01 April 2003	09 February 2004
Cinda International Securities Limited 信達國際證券有限公司	RE	4	01 April 2003	28 July 2003
Cinda International Securities Limited 信達國際證券有限公司	RE	9	01 April 2003	28 July 2003
Cinda International Securities Limited 信達國際證券有限公司	RE	7	01 April 2003	28 July 2003
Cinda International Securities Limited 信達國際證券有限公司	RE	6	01 April 2003	28 July 2003