SFC licenceholder ACZ125 YIP Ching Shan 葉青山

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [4] (Advising on Securities) 11 November 2014
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 17 September 2014
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 17 September 2014
iBest Consultants Limited RE [2] (Dealing in Futures Contracts) 31 August 2012 28 August 2014
iBest Consultants Limited RE [1] (Dealing in Securities) 13 June 2008 28 August 2014
iBest Consultants Limited RE [4] (Advising on Securities), [9] (Asset Management) 15 January 2008 28 August 2014
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE [1] (Dealing in Securities) 03 August 2007 01 January 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE [1] (Dealing in Securities) 21 June 2007 01 January 2008
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 17 October 2006 01 January 2008
Axis Capital Management Limited 縱橫資產管理有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 29 December 2005 25 August 2006
China Finance Holdings Limited 中港金融證券有限公司 RE [1] (Dealing in Securities) 24 August 2005 25 August 2006
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE [4] (Advising on Securities) 01 June 2005 28 July 2005
Cinda International Securities Limited 信達國際證券有限公司 RO [1] (Dealing in Securities) 09 February 2004 01 June 2005
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE [3] (Leveraged Foreign Exchange Trading) 19 August 2003 28 July 2005
Cinda International Futures Limited 信達國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 19 August 2003 28 July 2005
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 09 February 2004
Cinda International Securities Limited 信達國際證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services), [9] (Asset Management) 01 April 2003 28 July 2003