SFC Licences of YEN Jong Ling 嚴中伶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fusion Wealth Management Limited 富盛財富管理有限公司
RO 4, 9 18 August 2020
Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司
RO 4, 9 25 May 2018 05 March 2020
Fusion Wealth Management Limited 富盛財富管理有限公司
RO 4, 9 26 September 2016 03 April 2018
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司
RO 4, 9 17 April 2012 30 June 2016
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 9 27 September 2010 03 January 2012
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
RO 4 04 January 2010 03 January 2012
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
RO 9 04 January 2010 01 September 2010
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 4, 9 15 January 2008 03 January 2012
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4, 9 24 November 2007 15 January 2008
Avanta Investment Management Limited 安永達投資管理有限公司
RO 4 06 September 2006 31 October 2007
Avanta Investment Management Limited 安永達投資管理有限公司
RO 9 17 March 2006 31 October 2007
Crosby Asset Management (Hong Kong) Limited
RO 9 24 June 2004 22 December 2004