SFC Licences of TING Carter Richard 丁文達

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Futures Limited 工銀國際期貨有限公司 RO 2 31 August 2018
ICBC International Securities Limited 工銀國際證券有限公司 RO 4 05 August 2015
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 05 August 2015
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 24 April 2015 31 August 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 24 April 2015 05 August 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 4 01 September 2014 04 March 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 1 01 September 2014 04 March 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 03 May 2012 01 September 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 03 May 2012 01 September 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 10 January 2012 02 March 2012
BOCI Securities Limited 中銀國際證券有限公司 RO 1 03 September 2010 02 March 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 1 23 June 2010 03 September 2010
Merrill Lynch Futures (Hong Kong) Limited RE 2 10 May 2007 31 May 2010
Merrill Lynch Far East Limited RE 1 07 May 2007 31 May 2010
Merrill Lynch (Asia Pacific) Limited RE 1 07 May 2007 31 May 2010
CLSA Limited 中信里昂證券有限公司 RE 1 19 July 2004 04 April 2007
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 05 June 2004
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 05 June 2004
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 05 June 2004
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 05 June 2004
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 05 June 2004