SFC Licences of CHIANG Ming Zuei Charles 江明叡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Broking (Hong Kong) Limited RO 4 19 December 2018 08 August 2022
J.P. Morgan Broking (Hong Kong) Limited RO 1 19 December 2018 08 August 2022
J.P. Morgan Securities (Far East) Limited RO 4 01 November 2017 08 August 2022
J.P. Morgan Securities (Far East) Limited RO 1 01 November 2017 08 August 2022
J.P. Morgan Securities (Asia Pacific) Limited 4 20 June 2014
J.P. Morgan Securities (Asia Pacific) Limited 1 20 June 2014
J.P. Morgan Broking (Hong Kong) Limited RO 5 11 February 2014 08 August 2022
J.P. Morgan Broking (Hong Kong) Limited RO 2 11 February 2014 08 August 2022
J.P. Morgan Broking (Hong Kong) Limited RO 4 11 February 2014 09 November 2016
J.P. Morgan Broking (Hong Kong) Limited RO 1 11 February 2014 09 November 2016
J.P. Morgan Broking (Hong Kong) Limited RE 5 05 April 2013 11 February 2014
J.P. Morgan Broking (Hong Kong) Limited RE 4 05 April 2013 11 February 2014
J.P. Morgan Broking (Hong Kong) Limited RE 2 05 April 2013 11 February 2014
J.P. Morgan Broking (Hong Kong) Limited RE 1 05 April 2013 11 February 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 13 July 2010 12 June 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 13 July 2010 12 June 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 13 July 2010 12 June 2012
J.P. Morgan Broking (Hong Kong) Limited RE 5 20 April 2006 04 July 2010
J.P. Morgan Broking (Hong Kong) Limited RE 4 20 April 2006 04 July 2010
J.P. Morgan Broking (Hong Kong) Limited RE 2 03 April 2006 04 July 2010
J.P. Morgan Broking (Hong Kong) Limited RE 1 03 April 2006 04 July 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 24 June 2004 06 March 2006
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 01 April 2003 06 March 2006
Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 RE 2 01 April 2003 24 June 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 01 April 2003 16 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 01 April 2003 08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 9 01 April 2003 08 January 2004