SFC Licences of YIP Ka Lung 葉家龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Kam Luen Securities Limited 金鑾證券有限公司	RO	9	26 September 2023
Kam Luen Securities Limited 金鑾證券有限公司	RO	4	26 September 2023
Kam Luen Securities Limited 金鑾證券有限公司	RO	1	26 September 2023
Constance Capital Limited 弘雅資本有限公司	RO	9	13 March 2018	30 June 2023
Constance Capital Limited 弘雅資本有限公司	RO	4	13 March 2018	30 June 2023
Constance Capital Limited 弘雅資本有限公司	RO	1	19 December 2016	30 June 2023
orientiert XYZ Securities Limited	RO	2	24 March 2016	21 October 2016
orientiert XYZ Securities Limited	RO	1	26 February 2015	21 October 2016
orientiert XYZ Securities Limited	RE	1	09 January 2015	26 February 2015
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司	RO	9	11 June 2014	22 December 2014
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司	RO	4	10 February 2014	22 December 2014
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司	RO	1	10 February 2014	22 December 2014
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司	RE	4	10 January 2014	10 February 2014
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司	RE	1	10 January 2014	10 February 2014
ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司	RO	5	23 July 2013	17 December 2013
ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司	RO	2	23 July 2013	17 December 2013
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司	RO	4	28 June 2011	13 August 2012
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司	RO	1	28 June 2011	13 August 2012
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司	RO	5	25 October 2010	13 August 2012
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司	RO	2	25 October 2010	13 August 2012
Essence International Financial Holdings Limited 安信國際金融控股有限公司	RO	4	13 October 2010	13 August 2012
Essence International Financial Holdings Limited 安信國際金融控股有限公司	RO	1	13 October 2010	13 August 2012
Essence International Financial Holdings Limited 安信國際金融控股有限公司	RE	4	07 September 2010	13 October 2010
Essence International Financial Holdings Limited 安信國際金融控股有限公司	RE	1	07 September 2010	13 October 2010
Haitong International Futures Limited 海通國際期貨有限公司	RO	5	20 May 2010	18 August 2010
Haitong International Futures Limited 海通國際期貨有限公司	RO	2	20 May 2010	18 August 2010
Haitong International Securities Company Limited 海通國際證券有限公司	RO	4	20 May 2010	18 August 2010
Haitong International Securities Company Limited 海通國際證券有限公司	RO	1	20 May 2010	18 August 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RO	5	16 December 2009	18 August 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RO	4	16 December 2009	18 August 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RO	2	03 September 2009	18 August 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RO	1	03 September 2009	18 August 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	2	18 August 2009	03 September 2009
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	1	18 August 2009	03 September 2009
ICBC International Futures Limited 工銀國際期貨有限公司	RO	2	06 May 2009	13 August 2009
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	05 May 2009	13 August 2009
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	16 March 2009	05 May 2009
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RO	2	20 March 2008	04 March 2009
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RO	1	20 March 2008	04 March 2009
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司	RO	2	21 September 2005	01 May 2007
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	12 August 2004	17 March 2005
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	16 July 2004	17 March 2005
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	16 July 2004	17 March 2005
Elstone Securities Limited 千里碩證券有限公司	RE	1	10 November 2003	15 July 2004
Public Financial Securities Limited 大眾金融証券有限公司	RE	9	01 April 2003	02 October 2003
Public Financial Securities Limited 大眾金融証券有限公司	RE	1	01 April 2003	02 October 2003
Public Financial Securities Limited 大眾金融証券有限公司	RE	6	01 April 2003	02 October 2003
Public Futures Limited 大眾期貨有限公司	RE	2	01 April 2003	02 October 2003
Public Futures Limited 大眾期貨有限公司	RE	5	01 April 2003	02 October 2003
Public Futures Limited 大眾期貨有限公司	RE	9	01 April 2003	02 October 2003
Public Financial Securities Limited 大眾金融証券有限公司	RE	4	01 April 2003	02 October 2003