SFC Licences of TANG Ping Sum 鄧炳森

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
YONXI Securities Limited 雍熙證券有限公司 RO 4 07 December 2021 08 March 2022
YONXI Securities Limited 雍熙證券有限公司 RE 1 07 December 2021 08 March 2022
YONXI International Finance Holdings Limited 雍熙國際金融控股有限公司 RO 9 25 May 2020
YONXI International Finance Holdings Limited 雍熙國際金融控股有限公司 RE 9 14 April 2020 25 May 2020
Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 RO 9 30 November 2017 31 March 2020
Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 RO 4 30 November 2017 31 March 2020
Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 RO 4 18 August 2016 26 November 2017
Grand Partners Asset Management Limited 利盟資產管理有限公司 RO 9 23 December 2009 26 November 2017
Wing Fung Forex Limited 永豐外匯有限公司 RO 3 20 August 2009 22 December 2009
Wing Fung Futures Limited 永豐期貨有限公司 RO 2 20 August 2009 22 December 2009
Wing Fung Securities Limited 永豐證券有限公司 RO 1 20 August 2009 22 December 2009
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 6 20 March 2009 12 June 2009
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 1 20 March 2009 12 June 2009
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 9 20 March 2009 12 June 2009
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 4 20 March 2009 12 June 2009
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 05 January 2009 12 June 2009
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 05 January 2009 20 March 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 04 June 2007 01 October 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RO 3 16 April 2007 01 October 2008
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 March 2007 01 October 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 01 March 2007 16 April 2007
Cinda International Investment Management Limited 信達國際投資管理有限公司 RO 3 22 June 2005 14 July 2006
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 08 October 2004 14 July 2006
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 20 November 2003 22 June 2005
Cinda International Asset Management Limited 信達國際資產管理有限公司 RO 9 01 April 2003 14 July 2006
Cinda International Securities Limited 信達國際證券有限公司 RO 1 01 April 2003 14 July 2006
Cinda International Capital Limited 信達國際融資有限公司 RO 6 01 April 2003 14 July 2006
Cinda International Capital Limited 信達國際融資有限公司 RO 1 01 April 2003 14 July 2006
Cinda International Securities Limited 信達國際證券有限公司 RO 7 01 April 2003 18 March 2004
Cinda International Capital Limited 信達國際融資有限公司 RO 9 01 April 2003 08 March 2004
Cinda International Asset Management Limited 信達國際資產管理有限公司 RO 6 01 April 2003 18 July 2003
Cinda International Securities Limited 信達國際證券有限公司 RO 6 01 April 2003 11 July 2003
Cinda International Securities Limited 信達國際證券有限公司 RO 4 01 April 2003 11 July 2003
Cinda International Asset Management Limited 信達國際資產管理有限公司 RO 4 01 April 2003 11 July 2003
Cinda International Capital Limited 信達國際融資有限公司 RO 4 01 April 2003 11 July 2003
Cinda International Securities Limited 信達國際證券有限公司 RO 9 01 April 2003 11 July 2003