SFC Licences of ARAI Fumiko Bonnie 荒井富美子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 03 January 2011 | 15 June 2013 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 03 January 2011 | 15 June 2013 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 December 2009 | 26 November 2010 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 10 June 2008 | 13 November 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 November 2005 | 29 April 2008 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 01 April 2003 | 03 June 2005 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 01 April 2003 | 03 June 2005 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 01 April 2003 | 10 November 2003 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 9 | 01 April 2003 | 10 November 2003 |