SFC Licences of ARAI Fumiko Bonnie 荒井富美子

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 03 January 2011 15 June 2013
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 03 January 2011 15 June 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 1 01 December 2009 26 November 2010
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 10 June 2008 13 November 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 November 2005 29 April 2008
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 01 April 2003 03 June 2005
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 01 April 2003 03 June 2005
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 01 April 2003 10 November 2003
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 9 01 April 2003 10 November 2003