SFC Licences of SHANIDZE Levan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司	RE	9	18 January 2013	06 February 2016
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司	RE	4	18 January 2013	06 February 2016
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司	RE	1	18 January 2013	06 February 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	10 October 2008	19 July 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	19 July 2012
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	07 November 2005	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	07 November 2005	29 September 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	5	06 December 2003	06 October 2005
J.P. Morgan Broking (Hong Kong) Limited	RE	2	06 December 2003	06 October 2005
J.P. Morgan Securities (Far East) Limited	RE	1	01 April 2003	06 October 2005
J.P. Morgan Securities (Far East) Limited	RE	4	01 April 2003	06 October 2005
J.P. Morgan Broking (Hong Kong) Limited	RE	1	01 April 2003	06 October 2005
J.P. Morgan Broking (Hong Kong) Limited	RE	4	01 April 2003	06 October 2005
J.P. Morgan Securities (Far East) Limited	RE	7	01 April 2003	15 February 2005
J.P. Morgan Futures Hong Kong Limited	RE	2	01 April 2003	06 December 2003
J.P. Morgan Futures Hong Kong Limited	RE	5	01 April 2003	06 December 2003
J.P. Morgan Securities (Far East) Limited	RE	9	01 April 2003	04 December 2003
J.P. Morgan Futures Hong Kong Limited	RE	7	01 April 2003	04 December 2003
J.P. Morgan Futures Hong Kong Limited	RE	9	01 April 2003	04 December 2003
J.P. Morgan Securities (Far East) Limited	RE	6	01 April 2003	04 December 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	6	01 April 2003	02 December 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	7	01 April 2003	02 December 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	9	01 April 2003	02 December 2003