SFC Licences of CHUI Chi-sun 徐志真

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	7	02 August 2013	28 February 2014
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	2	02 August 2013	28 February 2014
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	02 August 2013	28 February 2014
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	12 April 2010	28 March 2012
Nomura Securities (Hong Kong) Limited	RE	1	15 December 2008	10 October 2009
Nomura Futures (Hong Kong) Limited	RE	2	15 December 2008	10 October 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	10 October 2008	10 October 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	10 October 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	02 July 2008	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	02 July 2008	29 September 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	2	29 September 2006	22 April 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	1	29 September 2006	22 April 2008
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	16 July 2004	30 August 2005
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	16 July 2004	30 August 2005
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	6	01 April 2003	19 June 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	5	01 April 2003	19 June 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	9	01 April 2003	19 June 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	19 June 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	01 April 2003	19 June 2004
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	01 April 2003	19 June 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	19 June 2004
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	9	01 April 2003	19 June 2004
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	4	01 April 2003	19 June 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	19 June 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	19 June 2004