SFC Licences of GARCIA Michael Anthony

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Artisan Partners Hong Kong Limited RO 1 19 October 2023
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 13 April 2015 13 July 2019
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 13 April 2015 13 July 2019
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 15 July 2013 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 15 July 2013 08 January 2015
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 24 August 2010 28 March 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 24 August 2010 28 March 2013
Merrill Lynch Futures (Hong Kong) Limited RE 2 16 May 2008 12 May 2010
Merrill Lynch Far East Limited RE 1 23 April 2005 12 May 2010
Merrill Lynch (Asia Pacific) Limited RE 1 16 March 2004 12 May 2010
Merrill Lynch (Asia Pacific) Limited RE 4 16 March 2004 23 April 2005
Virtu ITG Hong Kong Limited RO 7 12 May 2003 12 February 2004
Virtu ITG Hong Kong Limited RO 1 01 April 2003 12 February 2004
ITG Securities (Asia) Limited RO 9 01 April 2003 25 April 2003
ITG Securities (Asia) Limited RO 6 01 April 2003 25 April 2003
ITG Securities (Asia) Limited RO 4 01 April 2003 25 April 2003
ITG Securities (Asia) Limited RO 1 01 April 2003 25 April 2003