SFC Licences of TSANG Ling Wai, William 曾令威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hantec Futures Limited 亨達期貨有限公司 RE 2 16 June 2023 19 February 2024
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 16 June 2023 19 February 2024
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 18 February 2020 18 September 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 18 February 2020 18 September 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 18 February 2020 18 September 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 18 February 2020 18 September 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 17 September 2015 20 December 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 17 September 2015 20 December 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 3 08 June 2011 26 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 13 October 2005 01 September 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 1 22 November 2004 01 September 2015
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 22 November 2004 27 January 2011
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 09 June 2003 18 May 2004