SFC Licences of CHENG Chih Hsiung Vincent 鄭智雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Legend Arb Advisors Limited 利臻投資顧問有限公司	RE	9	18 February 2022	31 October 2022
Equities First Holdings Hong Kong Limited	RO	1	05 November 2020	09 June 2021
Equities First Holdings Hong Kong Limited	RE	1	26 February 2020	05 November 2020
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RO	4	27 December 2018	28 November 2019
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RO	1	27 December 2018	28 November 2019
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	4	06 November 2018	27 December 2018
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	06 November 2018	27 December 2018
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RO	4	23 January 2017	15 June 2018
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RO	1	23 January 2017	15 June 2018
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	4	05 September 2016	23 January 2017
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	1	05 September 2016	23 January 2017
ABCI Securities Company Limited 農銀國際證券有限公司	RE	4	23 May 2016	04 June 2016
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	23 May 2016	04 June 2016
KGI Asia Limited 凱基證券亞洲有限公司	RO	4	07 April 2016	15 May 2016
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	07 April 2016	15 May 2016
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RO	1	07 April 2016	15 May 2016
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	29 November 2012	11 January 2016
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	28 November 2011	07 April 2016
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	28 November 2011	07 April 2016
Nomura Securities (Hong Kong) Limited	RE	2	04 February 2010	19 July 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	17 June 2008	19 July 2011
Nomura Futures (Hong Kong) Limited	RE	2	17 June 2008	19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	03 December 2007	19 July 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	21 August 2006	04 November 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	21 August 2006	04 November 2007
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	23 February 2005	12 July 2006
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	23 December 2004	23 February 2005
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	16 December 2004	23 February 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	16 December 2004	23 February 2005
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司	RE	6	01 April 2003	05 August 2004
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司	RE	1	01 April 2003	05 August 2004
Beevest Securities Limited 蜂投證券有限公司	RE	6	01 April 2003	05 August 2004
Beevest Securities Limited 蜂投證券有限公司	RE	1	01 April 2003	05 August 2004
Beevest Securities Limited 蜂投證券有限公司	RE	4	01 April 2003	17 May 2004
Beevest Securities Limited 蜂投證券有限公司	RE	9	01 April 2003	17 May 2004