SFC Licences of CHENG Man Chi 鄭敏芝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 15 March 2023
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 15 March 2023
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 29 July 2022 15 March 2023
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 29 July 2022 15 March 2023
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 05 October 2018 29 July 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 05 October 2018 29 July 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 05 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 2 20 September 2017 20 July 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 08 December 2016 20 July 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 08 December 2016 20 July 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 08 December 2016 20 July 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 4 24 April 2015 22 November 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 2 24 April 2015 22 November 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 1 24 April 2015 22 November 2016
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 20 November 2010 12 January 2015
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 08 May 2006 12 January 2015
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 08 May 2006 20 November 2010
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 01 April 2003 19 April 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 01 April 2003 19 April 2006
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 9 01 April 2003 09 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 5 01 April 2003 09 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 9 01 April 2003 09 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 6 01 April 2003 09 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 01 April 2003 09 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 7 01 April 2003 07 July 2003