SFC Licences of KWOK Ngan Ting, Isabella 郭雁婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 26 April 2022 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 October 2009 | 08 May 2018 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 14 July 2008 | 29 July 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 14 July 2008 | 29 July 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 July 2008 | 29 July 2009 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 24 January 2005 | 09 May 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 August 2004 | 10 January 2005 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 06 August 2004 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 04 February 2004 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 04 February 2004 |