SFC Licences of WONG Chi Ching 黃智清

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 1 14 September 2018 30 September 2020
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 RO 1 01 June 2018 07 July 2018
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RO 1 02 November 2017 07 July 2018
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 26 May 2017 02 November 2017
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 1 27 May 2014 06 May 2017
Funderstone Securities Limited RE 1 04 May 2012 23 July 2012
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 31 May 2010 12 April 2012
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 10 June 2009 12 April 2012
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 19 March 2009 23 April 2009
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 19 March 2009 23 April 2009
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 04 October 2007 05 December 2008
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 04 October 2007 05 December 2008
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007 05 December 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 6 03 May 2004 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 03 May 2004 03 March 2008
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 April 2003 17 April 2004
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 01 April 2003 17 April 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 01 April 2003 30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 9 01 April 2003 30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 6 01 April 2003 30 December 2003