SFC Licences of WONG Sai Wah, Allan 王世華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 22 November 2011 16 May 2013
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 22 November 2011 16 May 2013
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 22 November 2011 16 May 2013
Merrill Lynch Far East Limited RE 6 14 May 2007 23 August 2011
Merrill Lynch Far East Limited RE 4 14 May 2007 23 August 2011
Merrill Lynch Far East Limited RE 1 14 May 2007 23 August 2011
Merrill Lynch (Asia Pacific) Limited RE 6 14 May 2007 23 August 2011
Merrill Lynch (Asia Pacific) Limited RE 4 14 May 2007 23 August 2011
Merrill Lynch (Asia Pacific) Limited RE 1 14 May 2007 23 August 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 14 April 2005 22 March 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 14 April 2005 22 March 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 14 April 2005 22 March 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 18 August 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 18 August 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 15 February 2005