SFC Licences of YIONG Hoi San 楊海山

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prominence Investment Management Limited 永坤資産管理有限公司 RO 9 22 October 2021
Prominence Investment Management Limited 永坤資産管理有限公司 RO 4 22 October 2021
Meyer Capital Group Limited 永堅資本集團有限公司 RO 9 02 March 2021 30 September 2021
Meyer Capital Group Limited 永堅資本集團有限公司 RE 9 22 January 2021 02 March 2021
Xen Capital (HK) Limited 施源資本(香港)有限公司 RO 9 15 November 2019 30 December 2020
Xen Capital (HK) Limited 施源資本(香港)有限公司 RO 4 15 November 2019 30 December 2020
Xen Capital (HK) Limited 施源資本(香港)有限公司 RE 4 04 November 2019 15 November 2019
Xen Capital (HK) Limited 施源資本(香港)有限公司 RE 9 04 November 2019 15 November 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 9 20 September 2016 31 January 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 20 September 2016 31 January 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 2 20 September 2016 31 January 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 20 September 2016 31 January 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 03 November 2015 20 September 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 03 November 2015 20 September 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 03 November 2015 20 September 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 03 November 2015 20 September 2016
Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 RE 9 02 April 2015 21 August 2015
Old Peak Capital Limited 山頂資本有限公司 RO 9 08 July 2014 10 February 2015
Old Peak Capital Limited 山頂資本有限公司 RO 4 08 July 2014 10 February 2015
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 1 02 June 2011 03 June 2013
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 9 02 June 2011 03 June 2013
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 1 02 June 2011 03 June 2013
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 1 18 May 2011 02 June 2011
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 1 18 May 2011 02 June 2011
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 9 18 May 2011 02 June 2011
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 4 05 October 2010 06 April 2011
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 5 05 October 2010 06 April 2011
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 9 05 October 2010 06 April 2011
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 05 September 2007 16 October 2009
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 18 April 2006 13 August 2007
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 21 June 2005 01 March 2006
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 01 March 2004 01 March 2006
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 01 April 2003 31 May 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 1 01 April 2003 31 May 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 01 April 2003 31 May 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 4 01 April 2003 31 May 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 6 01 April 2003 31 May 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 6 01 April 2003 31 May 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 9 01 April 2003 31 May 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 9 01 April 2003 31 May 2003